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ECP EMERGING GROWTH LIMITED Major Shareholding Notification 2014

Aug 14, 2014

64817_rns_2014-08-14_730f39c4-9435-4762-ba61-ad58f12229f1.pdf

Major Shareholding Notification

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Form 603 Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme Barrack St Investments Limited
ACN/ARSN 167 689 821
1. Details of substantial holder (1)
Name Emmanuel Clive Pohl
ACN/ARSN (if applicable)
The holder became a substantial holder on 07 / 08 / 2014
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Fully paid ordinary shares 5,000,000 5,000,000 31.19%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
EC Pohl & Co Pty Ltd
Emmanuel Clive Pohl
Citicorp Nominees Pty Limited
Power of attorney under separately
managed agreements - with shares
acquired through IPO
5,000,000 Fully paid ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follow

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number
of securities
Citicorp Nominees Pty Limited Citicorp Nominees Pty Limited Annexure A 5,000,000 Fully paid
ordinary shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Class and number
of securities
Cash Non-cash
Citicorp Nominees Pty Limited 07/08/2014 \$5,000,000 5,000,000 Fully paid
ordinary shares
EC Pohl & Co Pty Ltd 07/08/2014
Emmanuel Clive Pohl 07/08/2014

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Citicorp Nominees Pty Limited Custodian for funds management clients of EC Pohl & Co Pty Ltd
EC Pohl & Co Pty Ltd Holder of power of attorney
Control of EC Pohl & Co Pty Ltd
Emmanuel Clive Pohl

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Citicorp Nominees Pty Limited GPO Box 764G, Melbourne, Victoria 3001
Individually Managed Accounts Level 12, 1 Corporate Court, Bundall, Queensland 4217
Emmanuel Clive Pohl Level 12, 1 Corporate Court, Bundall, Queensland 4217
EC Pohl & Co Pty Ltd
Level 12, 1 Corporate Court, Bundall, Queensland 4217

Signature

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sign here

BRIAN ESWARD JONES capacity $\ln 5$ $\frac{6.5600000000000000000000000000000000000$

Annexure A to Form 603

Relevant interest holdings – Barrack St Investments Limited ACN 167 689 821

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