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ECP EMERGING GROWTH LIMITED — Major Shareholding Notification 2014
Aug 14, 2014
64817_rns_2014-08-14_730f39c4-9435-4762-ba61-ad58f12229f1.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Barrack St Investments Limited | ||||
|---|---|---|---|---|---|
| ACN/ARSN | 167 689 821 | ||||
| 1. Details of substantial holder (1) | |||||
| Name | Emmanuel Clive Pohl | ||||
| ACN/ARSN (if applicable) | |||||
| The holder became a substantial holder on | 07 / 08 / 2014 | ||||
| 2. Details of voting power | |||||
| The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a | |||||
| relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: | |||||
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) | ||
| Fully paid ordinary shares | 5,000,000 | 5,000,000 | 31.19% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| EC Pohl & Co Pty Ltd Emmanuel Clive Pohl Citicorp Nominees Pty Limited |
Power of attorney under separately managed agreements - with shares acquired through IPO |
5,000,000 Fully paid ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follow
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Citicorp Nominees Pty Limited | Citicorp Nominees Pty Limited | Annexure A | 5,000,000 Fully paid ordinary shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| Citicorp Nominees Pty Limited | 07/08/2014 | \$5,000,000 | 5,000,000 Fully paid ordinary shares |
|
| EC Pohl & Co Pty Ltd | 07/08/2014 | |||
| Emmanuel Clive Pohl | 07/08/2014 |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | |
|---|---|---|
| Citicorp Nominees Pty Limited | Custodian for funds management clients of EC Pohl & Co Pty Ltd | |
| EC Pohl & Co Pty Ltd | Holder of power of attorney | |
| Control of EC Pohl & Co Pty Ltd | ||
| Emmanuel Clive Pohl |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| Citicorp Nominees Pty Limited | GPO Box 764G, Melbourne, Victoria 3001 | |
| Individually Managed Accounts | Level 12, 1 Corporate Court, Bundall, Queensland 4217 | |
| Emmanuel Clive Pohl | Level 12, 1 Corporate Court, Bundall, Queensland 4217 | |
| EC Pohl & Co Pty Ltd Level 12, 1 Corporate Court, Bundall, Queensland 4217 |
Signature
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BRIAN ESWARD JONES capacity $\ln 5$ $\frac{6.5600000000000000000000000000000000000$
Annexure A to Form 603
Relevant interest holdings – Barrack St Investments Limited ACN 167 689 821
| Ho l de f r le t in te t r o e va n re s |
Da te f a is i t io o cq n u |
Co i de t io ns ra n |
C la d be f s i t ie ss a n nu m r o ec ur s |
|---|---|---|---|
| A b bo t t M F T |
Au 2 7 t 0 1 4 g us |
\$ 3 5, 0 0 0 |
3 5, 0 0 0 |
| A b bo M S F t t |
7 Au 2 0 1 4 t g us |
\$ 0, 0 0 0 7 |
0, 0 0 0 7 |
| Ba ke S G r r |
7 Au t 2 0 1 4 g us |
\$ 2 4, 0 0 0 |
2 4, 0 0 0 |
| Ba ke i l le E J S F s rv |
7 Au 2 0 1 4 t g us |
\$ 3 7, 0 0 0 |
3 7, 0 0 0 |
| Be d P ar |
7 Au t 2 0 1 4 g us |
\$ 7 5, 0 0 0 |
7 5, 0 0 0 |
| d C lea Be P tra ar rm an |
7 Au 2 0 1 4 t g us |
\$ 7 5, 0 0 0 |
7 5, 0 0 0 |
| Be d P S F Ge b h l d ar |
7 Au 2 0 1 4 t g us |
\$ 1 9 0 0 0 5, |
1 9 0 0 0 5, |
| Br h C F T ou g |
Au 2 7 t 0 1 4 g us |
\$ 3 0, 0 0 0 |
3 0, 0 0 0 |
| Br h C M ou g |
7 Au 2 0 1 4 t g us |
\$ 8, 0 0 0 |
8, 0 0 0 |
| Br R y an |
7 Au t 2 0 1 4 g us |
\$ 5 6, 5 0 0 |
5 6, 5 0 0 |
| S Cr Br t K K F y an an ev a |
7 Au 2 0 1 4 t g us |
\$ 1 3, 5 0 0 |
1 3, 5 0 0 |
| C hr is he T S F Mr to p r a |
7 Au t 2 0 1 4 g us |
\$ 2 4, 0 0 0 |
2 4, 0 0 0 |
| Co B J S F op er |
Au 2 7 t 0 1 4 g us |
\$ 5 7, 0 0 0 |
5 7, 0 0 0 |
| Co ley J J S F w |
7 Au 2 0 1 4 t g us |
\$ 2 0, 0 0 0 |
2 0, 0 0 0 |
| Da is M W S F v |
7 Au t 2 0 1 4 g us |
\$ 1 0, 0 0 0 |
1 0, 0 0 0 |
| E C Po h l Co & |
7 Au 2 0 1 4 t g us |
\$ 7 5 0, 0 0 0 |
7 5 0, 0 0 0 |
| Fe ic k P M F T nw |
7 Au t 2 0 1 4 g us |
\$ 2 8, 5 0 0 |
2 8, 5 0 0 |
| Ho l de f r le in t te t r o e va n re s |
Da f a is i io te t o cq u n |
Co i de io t ns ra n |
C la d be f s i ie t ss a n nu m r o ec ur s |
|---|---|---|---|
| Go d ie M u |
7 Au 2 0 1 4 t g us |
\$ 8, 0 0 0 1 |
8, 0 0 0 1 |
| Gr D S F ive t an g |
7 Au t 2 0 1 4 g us |
\$ 1 3 0, 0 0 0 |
1 3 0, 0 0 0 |
| Gr D S S F t an |
7 Au 2 0 1 4 t g us |
\$ 6 5, 0 0 0 |
6 5, 0 0 0 |
| Gr S t an |
7 Au t 2 0 1 4 g us |
\$ 5 5, 0 0 0 |
5 5, 0 0 0 |
| Gr S O G t F U R an |
7 Au 2 0 1 4 t g us |
\$ 5 0, 0 0 0 |
5 0, 0 0 0 |
| Gr d Z A S F ee nw oo |
7 Au 2 0 1 4 t g us |
\$ 2 2, 0 0 0 |
2 2, 0 0 0 |
| Ha dy T r |
Au 2 7 t 0 1 4 g us |
\$ 4 3, 5 0 0 |
4 3, 5 0 0 |
| Jo hn B B to s n |
7 Au 2 0 1 4 t g us |
\$ 2 0, 5 0 0 |
2 0, 5 0 0 |
| Jo Pa l rg en se na me s ra c |
7 Au t 2 0 1 4 g us |
\$ 2 5 0, 0 0 0 |
2 5 0, 0 0 0 |
| ing i ko ks Ke t M D R a a |
7 Au 2 0 1 4 t g us |
\$ 1 9 3, 0 0 0 |
1 9 3, 0 0 0 |
| L ip J D I T ma n |
7 Au t 2 0 1 4 g us |
\$ 7, 0 0 0 |
7, 0 0 0 |
| L ip M ma n |
Au 2 7 t 0 1 4 g us |
\$ 4 5, 5 0 0 |
4 5, 5 0 0 |
| Ma d do k F S F c |
7 Au 2 0 1 4 t g us |
\$ 8, 0 0 0 |
8, 0 0 0 |
| Mc D g an n |
7 Au t 2 0 1 4 g us |
\$ 6 1, 0 0 0 |
6 1, 0 0 0 |
| Mc D F T g an n |
7 Au 2 0 1 4 t g us |
\$ 3 3, 0 0 0 |
3 3, 0 0 0 |
| Mc D M S F g an n |
7 Au t 2 0 1 4 g us |
\$ 5 0, 5 0 0 |
5 0, 5 0 0 |
| Mc M F g an n |
7 Au 2 0 1 4 t g us |
\$ 5 4, 0 0 0 |
5 4, 0 0 0 |
| Mo dy R W S F A lum ina o |
7 Au 2 0 1 4 t g us |
\$ 2 3, 0 0 0 |
2 3, 0 0 0 |
| Nu G A I N V Fa l lon nn ra |
Au 2 7 t 0 1 4 g us |
\$ 1 9 9, 0 0 0 |
1 9 9, 0 0 0 |
| Pa C L lam te rso n a |
7 Au 2 0 1 4 t g us |
\$ 3 0, 0 0 0 |
3 0, 0 0 0 |
| Pa C S F H in te te rso n r |
7 Au t 2 0 1 4 g us |
\$ 2 0, 0 0 0 |
2 0, 0 0 0 |
| d As tu P ty L t ce |
7 Au 2 0 1 4 t g us |
\$ 2 5 0, 0 0 0 |
2 5 0, 0 0 0 |
| Ho l de f r le in t te t r o e va n re s |
Da f a is i io te t o cq u n |
Co i de io t ns ra n |
C la d be f s i ie t ss a n nu m r o ec ur s |
|---|---|---|---|
| Po h l J F T |
7 Au 2 0 1 4 t g us |
\$ 0, 0 0 0 1 |
0, 0 0 0 1 |
| Ra B J F T No ine ms ey m e |
7 Au t 2 0 1 4 g us |
\$ 2 0, 0 0 0 |
2 0, 0 0 0 |
| Ra B J S F ms ey |
7 Au 2 0 1 4 t g us |
\$ 2 1, 0 0 0 |
2 1, 0 0 0 |
| Ry P N S F S f f be ta an ne |
7 Au t 2 0 1 4 g us |
\$ 7 0, 0 0 0 |
7 0, 0 0 0 |
| S im S S J F on |
7 Au 2 0 1 4 t g us |
\$ 6, 5 0 0 |
6, 5 0 0 |
| S ke P V S F rm an |
7 Au 2 0 1 4 t g us |
\$ 1 9 9, 0 0 0 |
1 9 9, 0 0 0 |
| Sm i t h L |
Au 2 7 t 0 1 4 g us |
\$ 1 6, 0 0 0 |
1 6, 0 0 0 |
| Sm i h L R S F Ro br t se |
7 Au 2 0 1 4 t g us |
\$ 1 4, 5 0 0 |
1 4, 5 0 0 |
| So R R A un es s |
7 Au t 2 0 1 4 g us |
\$ 1 2 0, 0 0 0 |
1 2 0, 0 0 0 |
| Sw S L L F an |
7 Au 2 0 1 4 t g us |
\$ 6 5, 0 0 0 |
6 5, 0 0 0 |
| Sz la i L M S F Op im l t a a |
7 Au t 2 0 1 4 g us |
\$ 4 5, 5 0 0 |
4 5, 5 0 0 |
| Tr t he J F T a n |
Au 2 7 t 0 1 4 g us |
\$ 1 6, 0 0 0 |
1 6, 0 0 0 |
| Tr he J S F t a n |
7 Au 2 0 1 4 t g us |
\$ 3 3, 0 0 0 |
3 3, 0 0 0 |
| Tu M M rn er |
7 Au t 2 0 1 4 g us |
\$ 6 0, 0 0 0 |
6 0, 0 0 0 |
| Tu M M Ma lm rn er ar |
7 Au 2 0 1 4 t g us |
\$ 8 5, 0 0 0 |
8 5, 0 0 0 |
| T U R N E R M M S F M E N T |
7 Au t 2 0 1 4 g us |
\$ 1 4 5, 0 0 0 |
1 4 5, 0 0 0 |
| lm dr S Va H F T a e |
7 Au 2 0 1 4 t g us |
\$ 1 9 9, 0 0 0 |
1 9 9, 0 0 0 |
| Va lm dr H S S F a e |
7 Au 2 0 1 4 t g us |
\$ 2 0 0 0 5, |
2 0 0 0 5, |
| Va l ies ho t H F T Ha n n u |
Au 2 7 t 0 1 4 g us |
\$ 1 6 0, 0 0 0 |
1 6 0, 0 0 0 |
| Va l ies ho H S F Re t t n u |
7 Au 2 0 1 4 t g us |
\$ 2 9 9, 0 0 0 |
2 9 9, 0 0 0 |
| W d De S F ar |
7 Au t 2 0 1 4 g us |
\$ 6 7, 5 0 0 |
6 7, 5 0 0 |
| d C W oo |
7 Au 2 0 1 4 t g us |
\$ 1 2, 5 0 0 |
1 2, 5 0 0 |
| Ho l de f r le t in te t r o e va n re s |
Da te f a is i t io o cq n u |
Co i de t io ns ra n |
C la d be f s i t ie ss a n nu m r o ec ur s |
|---|---|---|---|
| W d D R A oo |
Au 2 7 t 0 1 4 g us |
\$ 1 2, 0 0 0 |
1 2, 0 0 0 |
| W d R oo |
7 Au 2 0 1 4 t g us |
\$ 3, 1 0 0 0 |
3, 1 0 0 0 |
| W d R A S F oo |
7 Au t 2 0 1 4 g us |
\$ 2 3, 0 0 0 |
2 3, 0 0 0 |
| d l d W Ro F T oo na |
7 Au 2 0 1 4 t g us |
\$ 5 0, 0 0 0 |
5 0, 0 0 0 |
| W d Ro l d My la oo na o |
7 Au t 2 0 1 4 g us |
\$ 4 5, 0 0 0 |
4 5, 0 0 0 |
| W d Ro l d Re dm k oo na ar |
Au 2 0 7 t 1 4 g us |
\$ 2 0, 0 0 0 |
2 0, 0 0 0 |
| Zo l i R S F |
7 Au 2 0 1 4 t g us |
\$ 1 1, 0 0 0 |
1 1, 0 0 0 |