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ECOLAB INC. — Director's Dealing 2022
May 5, 2022
29912_dirs_2022-05-04_cf478c37-4c19-4ea1-b14f-7fb55dd693ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC. (ECL)
CIK: 0000031462
Period of Report: 2022-05-02
Reporting Person: Brown Darrell R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-02 | Common Stock | M | 14400 | — | Acquired | 25574 | Direct |
| 2022-05-02 | Common Stock | F | 6267 | $166.380 | Disposed | 19307 | Direct |
| 2022-05-03 | Common Stock | M | 2800 | — | Acquired | 22107 | Direct |
| 2022-05-03 | Common Stock | F | 1241 | $166.550 | Disposed | 20866 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-02 | Restricted Stock Units | $ | M | 14400 | Disposed | 2022-05-02 | Common Stock (14400) | Direct |
| 2022-05-03 | Restricted Stock Units | $ | M | 2800 | Disposed | 2022-05-03 | Common Stock (2800) | Direct |
Footnotes
F1: On May 2, 2018, the reporting person was granted 14,400 restricted stock units vesting as to 100% of the units on the fourth anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.
F2: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.
F3: On May 3, 2017, the reporting person was granted 2,800 restricted stock units vesting as to 100% of the units on the fifth anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.