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ECOLAB INC. — Director's Dealing 2021
May 7, 2021
29912_dirs_2021-05-07_7846920a-464b-4102-b04d-2ff449af87f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC. (ECL)
CIK: 0000031462
Period of Report: 2021-05-07
Reporting Person: Simermeyer Elizabeth A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-05 | Common Stock | M | 7691 | $119.120 | Acquired | 16634 | Direct |
| 2021-05-05 | Common Stock | S | 7691 | $227.535 | Disposed | 8943 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-05 | Employee Stock Option (Right to Buy) | $119.120 | M | 7691 | Disposed | 2025-12-02 | Common Stock (7691) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.51 to $227.59, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: 3,845 shares became exercisable on December 2, 2017 and 3,846 shares became exercisable on December 2, 2018.