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ECOLAB INC. — Director's Dealing 2021
Aug 5, 2021
29912_dirs_2021-08-05_74f3eb91-efd3-4e57-99d4-03231664c6e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC. (ECL)
CIK: 0000031462
Period of Report: 2021-08-03
Reporting Person: Kirkland Scott D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-03 | Common Stock | I | 162.830 | $402.21 | Acquired | 1249.732 | Indirect |
| 2021-08-05 | Common Stock | M | 2800 | $71.540 | Acquired | 6122 | Direct |
| 2021-08-05 | Common Stock | S | 2800 | $217.666 | Disposed | 3322 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-05 | Employee Stock Option (Right to Buy) | $71.540 | M | 2800 | Disposed | 2022-12-05 | Common Stock (2800) | Direct |
Footnotes
F1: Represents an intra-plan transfer of 162.83 UNITS into the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) at a price of $402.21 per UNIT. This is equivalent to the acquisition of approximately 298 shares of the Issuer's Common Stock at a price of $219.36 per share. The 1,249.732 UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan following this transaction include 9.216 UNITS acquired since the reporting person's last report. (The 1,249.732 UNITS are the equivalent of approximately 2,291 SHARES of the issuer's Common Stock.)
F2: This transaction was executed in multiple trades at prices ranging from $217.470 to $217.970, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.