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ECOLAB INC. — Director's Dealing 2020
May 1, 2020
29912_dirs_2020-05-01_48541c55-6c7f-4107-9308-63d6133cfbcd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC. (ECL)
CIK: 0000031462
Period of Report: 2020-04-29
Reporting Person: SCHMECHEL DANIEL J (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-29 | Common Stock | M | 22800 | $71.540 | Acquired | 186704.020 | Direct |
| 2020-04-29 | Common Stock | F | 14871 | $198.305 | Disposed | 171833.020 | Direct |
| 2020-04-29 | Common Stock | M | 27980 | $103.265 | Acquired | 199813.020 | Direct |
| 2020-04-29 | Common Stock | F | 20684 | $198.305 | Disposed | 179129.020 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-29 | Employee Stock Option (Right to Buy) | $71.54 | M | 22800 | Disposed | 2022-12-05 | Common Stock (22800) | Direct |
| 2020-04-29 | Employee Stock Option (Right to Buy) | $103.265 | M | 27980 | Disposed | 2023-12-04 | Common Stock (27980) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2904.884 | Indirect |
Footnotes
F1: The total includes 1.150 shares acquired by the reporting person on April 17, 2020, by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.
F2: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
F3: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of March 31, 2020. The 2,904.884 UNITS are the equivalent of approximately 5,337 SHARES of the issuer's Common Stock.)
F4: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.