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ECOLAB INC. — Director's Dealing 2018
Feb 23, 2018
29912_dirs_2018-02-23_1def48c1-1797-4873-a98e-28b14dcc953a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC. (ECL)
CIK: 0000031462
Period of Report: 2018-02-21
Reporting Person: BAKER DOUGLAS M JR (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-21 | Common Stock | A | 35891 | — | Acquired | 481338 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14385 | Indirect |
| Common Stock | 72850 | Indirect |
| Common Stock | 72500 | Indirect |
| Common Stock | 5536.195 | Indirect |
Footnotes
F1: Gifts by the reporting person's wife in the amounts of 71,900 shares and 1,950 shares of the issuer's common stock to the Julie M. Baker 2012 Irrevocable Trust were previously reported by the reporting person, however, the trust's holdings were omitted from the reports filed by the reporting person with respect to such gifts.
F2: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2018. Includes 16.275 UNITS acquired since the reporting person's last report. (The 5,536.195 UNITS are the equivalent of approximately 10,178 SHARES of the issuer's Common Stock.)