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ECOLAB INC. — Director's Dealing 2018
Mar 17, 2018
29912_dirs_2018-03-16_0a3a6d36-9dc9-49bc-ad1d-71a0b74eb86c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC. (ECL)
CIK: 0000031462
Period of Report: 2018-03-14
Reporting Person: GATES WILLIAM H III (10% Owner)
Reporting Person: CASCADE INVESTMENT, L.L.C. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-14 | Common Stock | P | 15552 | $137.2626 | Acquired | 30209607 | Indirect |
| 2018-03-14 | Common Stock | P | 98216 | $136.8334 | Acquired | 30307823 | Indirect |
| 2018-03-15 | Common Stock | P | 301931 | $136.6253 | Acquired | 30609754 | Indirect |
| 2018-03-16 | Common Stock | P | 32300 | $137.9351 | Acquired | 30642054 | Indirect |
| 2018-03-16 | Common Stock | P | 43500 | $137.2272 | Acquired | 30685554 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $137.2000 to $137.3200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $136.2000 to $137.1950. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $136.1800 to $136.8500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $137.7100 to $138.0800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $136.7100 to $137.7050. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.