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ECOLAB INC. — Director's Dealing 2018
May 14, 2018
29912_dirs_2018-05-14_3d60a11f-3cf3-4fbf-b4e8-a10fbb802bc0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ECOLAB INC. (ECL)
CIK: 0000031462
Period of Report: 2018-05-03
Reporting Person: Busch Angela M (SVP - Corporate Development)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17970 | Direct |
| Common Stock | 1284.986 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $35.63 | 2018-12-03 | Common Stock (6000) | Direct | |
| Employee Stock Option (Right to Buy) | $48.055 | 2020-12-01 | Common Stock (9600) | Direct | |
| Employee Stock Option (Right to Buy) | $55.595 | 2021-12-01 | Common Stock (13400) | Direct | |
| Employee Stock Option (Right to Buy) | $71.540 | 2022-12-05 | Common Stock (9800) | Direct | |
| Employee Stock Option (Right to Buy) | $103.265 | 2023-12-04 | Common Stock (6460) | Direct | |
| Employee Stock Option (Right to Buy) | $107.685 | 2024-12-03 | Common Stock (6118) | Direct | |
| Employee Stock Option (Right to Buy) | $119.120 | 2025-12-02 | Common Stock (7690) | Direct | |
| Employee Stock Option (Right to Buy) | $117.730 | 2026-12-07 | Common Stock (7944) | Direct | |
| Employee Stock Option (Right to Buy) | $137.087 | 2027-12-06 | Common Stock (6910) | Direct |
Footnotes
F1: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2018. (The 1,284.986 UNITS are the equivalent of approximately 2,361 SHARES of the issuer's Common Stock.)
F2: Option granted under the Ecolab Inc. 2005 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant. The date listed is the first anniversary of the date of grant.
F3: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became or becomes exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant. The date listed is the first anniversary of the date of grant.