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ECOLAB INC. — Director's Dealing 2017
Mar 2, 2017
29912_dirs_2017-03-02_9e30b591-bc66-4086-aa82-f84f57cad160.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC. (ECL)
CIK: 0000031462
Period of Report: 2017-03-01
Reporting Person: BECK BARBARA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-01 | Common Stock | M | 800 | $45.965 | Acquired | 21082.61 | Direct |
| 2017-03-01 | Common Stock | F | 293 | $125.455 | Disposed | 20789.61 | Direct |
| 2017-03-01 | Common Stock | M | 4200 | $45.965 | Acquired | 24898.61 | Direct |
| 2017-03-01 | Common Stock | F | 1538 | $125.455 | Disposed | 23451.61 | Direct |
| 2017-03-01 | Common Stock | M | 5200 | $38.625 | Acquired | 28651.61 | Direct |
| 2017-03-01 | Common Stock | F | 1600 | $38.625 | Disposed | 27051.61 | Direct |
| 2017-03-01 | Common Stock | M | 4500 | $47.475 | Acquired | 31551.61 | Direct |
| 2017-03-01 | Common Stock | F | 1702 | $47.475 | Disposed | 29849.61 | Direct |
| 2017-03-01 | Common Stock | M | 4200 | $51.735 | Acquired | 34049.61 | Direct |
| 2017-03-01 | Common Stock | F | 1731 | $51.735 | Disposed | 32318.61 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-01 | Common Stock | $45.965 | M | 800 | Disposed | 2018-05-02 | Common Stock (800) | Direct |
| 2017-03-01 | Common Stock | $45.965 | M | 4200 | Disposed | 2018-05-02 | Common Stock (4200) | Direct |
| 2017-03-01 | Common Stock | $38.625 | M | 5200 | Disposed | 2019-05-08 | Common Stock (5200) | Direct |
| 2017-03-01 | Common Stock | $47.475 | M | 4500 | Disposed | 2020-05-06 | Common Stock (4500) | Direct |
| 2017-03-01 | Common Stock | $51.735 | M | 4200 | Disposed | 2021-05-05 | Common Stock (4200) | Direct |
Footnotes
F1: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
F2: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant.