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ECOLAB INC. — Director's Dealing 2017
May 12, 2017
29912_dirs_2017-05-12_8ee6d07c-e7df-4486-9ba8-8fd0efcef994.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ECOLAB INC. (ECL)
CIK: 0000031462
Period of Report: 2017-05-04
Reporting Person: LAVANDIER BRUNO (SVP & Corporate Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7922 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $55.595 | 2021-12-01 | Common Stock (1000) | Direct | |
| Employee Stock Option (Right to Buy) | $71.54 | 2022-12-05 | Common Stock (4200) | Direct | |
| Employee Stock Option (Right to Buy) | $103.265 | 2023-12-04 | Common Stock (3010) | Direct | |
| Employee Stock Option (Right to Buy) | $107.685 | 2024-12-03 | Common Stock (3059) | Direct | |
| Employee Stock Option (Right to Buy) | $119.12 | 2025-12-02 | Common Stock (3365) | Direct | |
| Restricted Stock Units | $ | Common Stock (59) | Direct | ||
| Employee Stock Option (Right to Buy) | $117.73 | 2026-12-07 | Common Stock (3476) | Direct | |
| Restricted Stock Units | $ | Common Stock (2875) | Direct |
Footnotes
F1: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
F2: The units will vest on October 30, 2017, subject to continued employment at the vesting date. Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock.
F3: The units will vest on February 26, 2018, subject to continued employment at the vesting date. Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock.