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ECOLAB INC. — Director's Dealing 2014
Feb 11, 2014
29912_dirs_2014-02-10_557a0b78-a73f-4bcf-8f36-d17460552946.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC (ECL)
CIK: 0000031462
Period of Report: 2013-12-31
Reporting Person: HANDLEY THOMAS W (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-09 | Commn Stock | G | 96 | $0.00 | Disposed | 41063.155 | Direct |
| 2013-12-09 | Common Stock | G | 96 | $0.00 | Disposed | 40967.155 | Direct |
| 2013-12-09 | Common Stock | G | 48 | $0.00 | Disposed | 5840 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35079.155 | Indirect |
| Common Stock | 536.268 | Indirect |
Footnotes
F1: Includes 78.172 shares acquired on October 15, 2012, 131.399 shares acquired on December 28, 2012, 155.057 shares acquired on April 15, 2013, 143.042 shares acquired on July 15, 2013, and 128.485 shares acquired October 15, 2013, in each case by means of dividend reinvestment.
F2: On December 11, 2013, the reporting person contributed 35,079.155 shares of Ecolab Inc. common stock to a grantor retained annuity trust for the benefit of himself and his two adult children.
F3: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of December 31, 2013. Includes 0.024 UNITS acquired since the reporting person's last report. (The 536.268 UNITS are the equivalent of approximately 990 shares of the issuer's Common Stock.)