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ECOLAB INC. — Director's Dealing 2014
Mar 1, 2014
29912_dirs_2014-02-28_c8d48a36-1458-4982-9bdc-5f68ec7cb2be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC (ECL)
CIK: 0000031462
Period of Report: 2014-02-26
Reporting Person: BAKER DOUGLAS M JR (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-26 | Common Stock | A | 41620 | — | Acquired | 275383.760 | Direct |
| 2014-02-26 | Common Stock | F | 18674 | $105.385 | Disposed | 257265.931 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12415 | Indirect |
| Common Stock | 69925 | Indirect |
| Common Stock | 5287.236 | Indirect |
Footnotes
F1: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.
F2: Includes 556.171 shares acquired on January 21, 2014 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.
F3: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2014. Includes 14.059 UNITS acquired since the reporting person's last report. (The 5,287.236 UNITS are the equivalent of approximtely 9,766 SHARES of the issuer's Common Stock.)