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ECOLAB INC. — Director's Dealing 2014
Mar 6, 2014
29912_dirs_2014-03-05_c3cf5e75-2223-4e4e-98a3-b203cbb1bba2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC (ECL)
CIK: 0000031462
Period of Report: 2014-03-03
Reporting Person: SCHMECHEL DANIEL J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-03 | Common Stock | M | 27100 | $0.00 | Acquired | 107075.279 | Direct |
| 2014-03-03 | Common Stock | F | 16756 | $107.195 | Disposed | 90319.279 | Direct |
| 2014-03-03 | Common Stock | M | 25200 | $0.00 | Acquired | 115519.279 | Direct |
| 2014-03-03 | Common Stock | F | 16266 | $107.195 | Disposed | 99253.279 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-03 | Employee Stock Option | $34.50 | M | 27100 | Disposed | 2014-12-09 | Common Stock (27100) | Direct |
| 2014-03-03 | Common Stock | $34.075 | M | 25200 | Disposed | 2015-12-07 | Common Stock (25200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2716.950 | Indirect |
Footnotes
F1: Reflects the reporting person's payment of the exercise price and witholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
F2: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2014. (The 2,716.950 UNITS are the equivalent of approximately 5,018 shares of the issuer's Common Stock.)
F3: Option granted under the Ecolab Inc. 2002 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
F4: Option granted under the Ecolab Inc. 2005 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.