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ECOLAB INC. — Director's Dealing 2014
May 16, 2014
29912_dirs_2014-05-16_a1dce74e-396d-432b-b5a3-221ea71ab1ed.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ECOLAB INC (ECL)
CIK: 0000031462
Period of Report: 2014-05-08
Reporting Person: Aronson Martha Goldberg (EVP & Pres.-Global Healthcare)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1646 | Direct |
| Common Stock | 4000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (4960) | Direct | ||
| Employee Stock Option (Right to Buy) | $65.595 | 2022-08-01 | Common Stock (31000) | Direct | |
| Employee Stock Option (Right to Buy) | $71.54 | 2022-12-05 | Common Stock (19600) | Direct | |
| Employee Stock Option (Right to Buy) | $103.265 | 2023-12-04 | Common Stock (13990) | Direct |
Footnotes
F1: Award granted under the Ecolab Inc. 2010 Stock Incentive Plan on August 1, 2012. Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 2,480 units on the second anniversary of the date of grant and as to the remaining 2,480 units on the third anniversary of the date of grant.
F2: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan on August 1, 2012. The option will become exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
F3: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan on December 5, 2012. The option will become exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
F4: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan on December 4, 2013. The option will become exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.