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ECOLAB INC. — Director's Dealing 2014
Dec 5, 2014
29912_dirs_2014-12-05_46b46b2c-a806-4071-a2ca-7a3fe08158ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC (ECL)
CIK: 0000031462
Period of Report: 2014-12-03
Reporting Person: SCHMECHEL DANIEL J (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-03 | Employee Stock Option (Right to Buy) | $107.685 | A | 32628 | Acquired | 2024-12-03 | Common Stock (32628) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 104530.395 | Direct |
| Common Stock | 2737.538 | Indirect |
Footnotes
F1: Includes 1.059 shares acquired on October 20, 2014 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.
F2: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2014. Includes 6.984 UNITS acquired since the reporting person's last report. (The 2,737.538 UNITS are the equivalent of approximately 5,053 shares of the issuer's Common Stock.)
F3: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.