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ECOLAB INC. — Director's Dealing 2012
May 15, 2012
29912_dirs_2012-05-15_f722f149-511f-4a8e-8ace-8f24bb105c0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC (ECL)
CIK: 0000031462
Period of Report: 2012-05-14
Reporting Person: LUMPKINS ROBERT L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-14 | Common Stock | M | 5546 | $24.035 | Acquired | 46827.38 | Direct |
| 2012-05-14 | Common Stock | F | 2075 | $64.235 | Disposed | 44752.38 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-14 | Stock Option (Right to Buy) | $24.035 | M | 5546 | Disposed | 2012-11-01 | Common Stock (5546) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4684 | Indirect |
Footnotes
F1: Reflects the reporting person's payment of the exercise price and witholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
F2: Option granted under the Ecolab Inc. 2001 Non-Employee Director Stock Option Plan. The option was originally reported as a grant of 2,773 shares at a price of $48.07 per share, and was adjusted following the company's two-for-one stock split paid June 6, 2003.
F3: The option was granted in lieu of $33,321.09 of non-employee director compensation earned by the reporting person over the period from May 11, 2002 to November 1, 2002.