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ECOLAB INC. — Director's Dealing 2012
May 10, 2012
29912_dirs_2012-05-10_3c41cd4d-d94c-4057-a0b7-5c53a59c5cc5.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: ECOLAB INC (ECL)
CIK: 0000031462
Period of Report: 2012-05-01
Reporting Person: Taylor Stephen M (EVP and Pres. - Global Energy)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6272 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (12155) | Direct | ||
| Restricted Stock Units | $ | Common Stock (9490) | Direct | ||
| Employee Stock Option (Right to Buy) | $26.20 | 2016-06-28 | Common Stock (5594) | Direct | |
| Employee Stock Option (Right to Buy) | $35.34 | 2007-02-15 | Common Stock (5261) | Direct | |
| Employee Stock Option (Right to Buy) | $30.10 | 2018-02-14 | Common Stock (13297) | Direct | |
| Employee Stock Option (Right to Buy) | $17.55 | 2019-02-12 | Common Stock (13682) | Direct | |
| Employee Stock Option (Right to Buy) | $32.35 | 2020-02-09 | Common Stock (7776) | Direct | |
| Employee Stock Option (Right to Buy) | $40.53 | 2021-02-08 | Common Stock (9535) | Direct | |
| Employee Stock Option (Right to Buy) | $55.595 | 2021-12-01 | Common Stock (28800) | Direct | |
| Employee Stock Option (Right to Buy) | $55.595 | 2021-12-01 | Common Stock (38400) | Direct | |
| Restricted Stock Units | $ | Common Stock (9220) | Direct |
Footnotes
F1: The units will vest on February 28, 2013, subject to continued employment at the vesting date. Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock.
F2: The units will vest on February 28, 2014, subject to continued employment at the vesting date. Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock.
F3: These options originally represented the option to purchase shares of common stock of Nalco Holding Company ("Nalco") and had a variety of vesting schedules. All options that were unvested as of November 30, 2011 were accelerated pursuant to Mr. Taylor's Change of Control Agreement with Nalco upon closing of the merger on December 1, 2011 by and among Ecolab Inc., Sustainability Partners Corporation and Nalco. The options were converted into options to purchase shares of Ecolab Inc. common stock pursuant to the Agreement and Plan of Merger dated as of July 19, 2011 among Ecolab Inc., Sustainability Partners Corporation and Nalco.
F4: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
F5: The units will vest on December 1, 2014, subject to continued employment at the vesting date. Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock.