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ECOLAB INC. — Director's Dealing 2011
Sep 2, 2011
29912_dirs_2011-09-02_f13eecf0-3f41-49c1-886a-7f20380812c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC (ECL)
CIK: 0000031462
Period of Report: 2011-08-31
Reporting Person: GATES WILLIAM H III (10% Owner)
Reporting Person: CASCADE INVESTMENT LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-31 | Common Stock | P | 754386.0000 | $53.3101 | Acquired | 25669381.0000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $53.16 to $53.60. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: For purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Act"), Mr. Gates, as the sole member of Cascade Investment, L.L.C. ("Cascade") and co-trustee of Bill & Melinda Gates Foundation Trust ("Trust"), may be deemed to beneficially own more than 10% of the common stock of the issuer. Mr. Gates has no pecuniary interest in the shares held by the Trust. Neither the filing of this Form 4 nor any of its contents shall be deemed an admission that Mr. Gates and any other person or persons constitute a "group" under Section 13(d) and Mr. Gates expressly disclaims membership in a group.
F3: Neither the filing of this Form 4 nor any of its contents shall be deemed an admission that Cascade and any other person or persons constitute a "group" under Section 13(d) of the Act and Cascade expressly disclaims membership in a group.