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ECOLAB INC. — Director's Dealing 2010
Jul 30, 2010
29912_dirs_2010-07-30_df9181ac-53bc-42e2-8867-5f196d48a4d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ECOLAB INC (ECL)
CIK: 0000031462
Period of Report: 2010-07-29
Reporting Person: BAKER DOUGLAS M JR (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-29 | Common Stock | M | 23499 | $35.515 | Acquired | 76689.132 | Direct |
| 2010-07-29 | Common Stock | F | 19813 | $48.895 | Disposed | 56876.132 | Direct |
| 2010-07-29 | Common Stock | M | 5487 | $44.81 | Acquired | 62363.132 | Direct |
| 2010-07-29 | Common Stock | F | 5223 | $48.895 | Disposed | 57140.132 | Direct |
| 2010-07-29 | Common Stock | M | 27717 | $44.81 | Acquired | 84857.132 | Direct |
| 2010-07-29 | Common Stock | F | 26389 | $48.895 | Disposed | 58812.832 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-29 | Employee Stock Option (Right to Buy) | $35.515 | M | 23499 | Disposed | 2010-08-18 | Common Stock (23499) | Direct |
| 2010-07-29 | Employee Stock Option (Right to Buy) | $44.81 | M | 5487 | Disposed | 2010-08-18 | Common Stock (5487) | Direct |
| 2010-07-29 | Employee Stock Option (Right to Buy) | $44.81 | M | 27717 | Disposed | 2010-12-07 | Common Stock (27717) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 96400 | Indirect |
| Common Stock | 5054.084 | Indirect |
Footnotes
F1: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by withholding shares of Ecolab Common Stock.
F2: Includes 115.277 shares acquired by reporting person on January 21, 2010, 118.241 shares acquired on April 20, 2010, and 111.182 shares acquired on July 20, 2010 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, Inc.
F3: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of June 30, 2010. Includes 33.733 UNITS acquired since the reporting person's last report. (The 5,054.084 UNITS are the equivalent of approximtely 9,443 SHARES of the issuer's Common Stock.)