EBR SYSTEMS INC. — Regulatory Filings 2021

Nov 22, 2021

Market Announcement

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23 November 2021

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EBR Systems, Inc. (ASX: EBR) – Admission and Quotation

Description

EBR Systems, Inc. (‘EBR’) was admitted to the Official List of ASX on Tuesday, 23 November 2021.

The securities of EBR will commence quotation at 11 AM AEDT on Wednesday, 24 November 2021.

The shares of EBR will be settled in the form of CHESS Depositary Interests (‘CDIs’) at a ratio of 1 CDI to 1 share of common stock.

EBR raised $110,000,000 pursuant to the offer under its replacement prospectus dated 28 October 2021 by the issue of 101,851,851 shares at an issue price of $1.08 per CDI.

Quotation information

Quoted securities	256,998,494 CDIs
CDI ratio	1 CDI to 1 share of common stock
ASX code	EBR
Time	11 AM AEDT
Date	Wednesday, 24 November 2021
ASX trade abbreviation	EBR SYSTEM
ISIN	AU0000182552
Registered office	Address: 251 Little Falls Drive, Wilmington, Delaware 19808, County of
	New Castle, United States
	Phone: +1 (408) 720-1906
	Email: brendan@casegovernance.com.au
Company secretary	Brendan Case
Share registry	Computershare Investor Services Pty Limited
	Address: Yarra Falls, 452 Johnston Street, Abbotsford VIC 3067
	Phone: 1300 850 505
Balance date	31 December
CHESS	Participating. CHESS and Issuer Sponsored.
Place of incorporation	Delaware, USA
Dividend policy	See section 12.10 of the Replacement Prospectus
Activities	Medical device company focussed on developing and bringing to market,
	devices to treat patients with certain types of heart failure
Joint Lead Managers	Bell Potter Securities Limited
	Morgans Corporate Limited
	Wilsons Corporate Finance Limited

Market Announcement 1/2

23 November 2021 ASX Limited

ASX Customer Service Centre 131 279 | asx.com.au

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U	nderwriters Bell Potter Securit Morgans Corpora Wilsons Corporat	ies Limited te Limited e Finance Limited
A	SX restricted securities 5,785,188 CDIs cl escrow until 24 commencement o 4,591,477 CDIs cl escrow until 24 Ju 550,181 CDIs cla escrow until 18 N 11,546,742 optio classified by ASX November 2023, Quotation. 1,104,030 warran	assified by ASX as restricted securities and to be November 2023 being 24 months from the d f Quotation. assified by ASX as restricted securities and to be ne 2022 being for 12 months from the date of issu ssified by ASX as restricted securities and to be ovember 2022 being for 12 months from the date o ns exercisable at $1.08 on or before 23 Novembe as restricted securities and to be held in escrow u being 24 months from the date of commencem ts exercisable at $0.41 and $0.83 on or before 26	held in ate of held in e. held in f issue. r 2031, ntil 24 ent of August d to be date of y 2031 ntil 11 assified e 2022 r 2031 until 3
	2029 and 29 Octo held in escrow un commencement o 1,706,595 warran classified by ASX February 2022 be 3,063,365 warran by ASX as restrict being 12 months 3,063,365 warran classified by ASX October 2022 bei	ber 2027 classified by ASX as restricted securities an til 24 November 2023, being 24 months from the f Quotation. ts exercisable at $0.83 on or before 12 Februar as restricted securities and to be held in escrow u ing 12 months from the date of issue. ts exercisable at $0.83 on or before 25 June 2031 cl ed securities and to be held in escrow until 24 Jun from the date of issue. ts exercisable at $0.83 on or before 4 Octobe as restricted securities and to be held in escrow ng 12 months from the date of issue.
O	ther securities not quoted 19,537,991 optio US$0.16 per optio 10,873,673 warra US$11.50 per war	ns exercisable at various prices between US$0 n expiring between August 2022 and August 2031. nts exercisable at various prices between US$0 rant expiring between November 2022 and Octobe	.10 to .14 to r 2031.
	hat do I need to do and by when? ase refer to EBR’s Replacement Prospectus. ed more information? further information, please call the Offer Informa 55 (outside Australia) between 8:30am and 5:00p claimer ase refer to the following disclaimer. ued by is Onyura	tion Line on 1300 161 429 (within Australia) and +6 m AEDT.

What do I need to do and by when?

Please refer to EBR’s Replacement Prospectus.

Need more information?

For further information, please call the Offer Information Line on 1300 161 429 (within Australia) and +61 3 9415 4055 (outside Australia) between 8:30am and 5:00pm AEDT.

Disclaimer

Please refer to the following disclaimer.

Issued by

Elvis Onyura

Acting Manager, Listings Compliance (Sydney)

Market Announcement 2/2

23 November 2021