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EBR SYSTEMS INC. — Director's Dealing 2021
Nov 30, 2021
64814_rns_2021-11-30_ea7f52ee-7612-4fca-8a14-f61f9414775d.pdf
Director's Dealing
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Appendix 3X Initial Director’s Interest Notice
Appendix 3X
Initial Director's Interest Notice
Information or documents not available now must be given to ASX as soon as possible. Information and documents given to ASX becomes ASX's property and may be made public.
| Name of Entity: | EBR Systems, Inc. |
|---|---|
| ARBN: | 654 147 127 |
We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the Director for the purposes of section 205G of the Corporations Act.
| Name of Director: | Trevor MOODY |
|---|---|
| Date of Appointment: | 30 October 2017 |
Part 1 - Director's relevant interest in securities of which the Director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust .
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Number and class of securities N/A
Appendix 3X Page 1
Appendix 3X Initial Director’s Interest Notice
Part 2 - Director's relevant interests in securities of which the Director is not the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Name of holder & nature ofinterestNote: Provide details of thecircumstances giving rise to therelevant interest. | |
|---|---|
| M.H. Carnegie & Co. Pty LtdWarrants held by M.H. Carnegie& Co. Pty Ltd on behalf of TrevorMoody. | 854,018 Warrants |
| Australian Medtech Services PtyLtd (AMS)Trevor Moody is a director ofAMS and his managementconsultancy, TM StrategicAdvisors LLC, is a shareholder ofAMS. | 100,100 Options to acquire the same number of sharesof common stock in the Company |
Part 3 - Director's interests in contracts
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Details of contract | N/A |
|---|---|
| Nature of contract | N/A |
| Name of registered holder(if issued securities) | N/A |
| Number and class of securitiesto which interest related | N/A |
BT CASE Company Secretary 1 December 2021
Appendix 3X Page 2