Major Shareholding Notification • Oct 8, 2024
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Download Source FileSC 13D/A 1 sit241061_sc13da.htm AMENDMENT NO. 5 TO SC 13D
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 5)
Eaton Vance New York Municipal Bond Fund
( ENX )
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
27827Y109
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(CUSIP Number)
Paul E. Rasmussen
80 South Eighth Street, Suite 3300
Minneapolis, MN 55402-4130
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(Name, Address, and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 7, 2024
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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| CUSIP
No. 27827Y109 — 1 | NAME
OF REPORTING PERSON Sit
Investment Associates, Inc. | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a)
☐ (b)
☒ |
| 3 | SEC
USE ONLY | |
| 4 | SOURCE
OF FUNDS (See Instructions) 00 | |
| 5 | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ | |
| 6 | CITIZENSHIP
OR PLACE OF ORGANIZATION Incorporated
in Minnesota | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER |
| --- | --- |
| 8 | SHARED
VOTING POWER 2,198,327 Shares |
| 9 | SOLE
DISPOSITIVE POWER |
| 10 | SHARED
DISPOSITIVE POWER 2,198,327 Shares |
| 11 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,198,327 Shares | |
| --- | --- | --- |
| 12 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See instructions) | ☐ |
| 13 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.2% | |
| 14 | TYPE OF REPORTING PERSON
(See Instructions) IA | |
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| CUSIP
No. 27827Y109 — 1 | NAME
OF REPORTING PERSON Sit
Fixed Income Advisors II, LLC | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a)
☐ (b)
☒ |
| 3 | SEC
USE ONLY | |
| 4 | SOURCE
OF FUNDS (See Instructions) 00 | |
| 5 | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ | |
| 6 | CITIZENSHIP
OR PLACE OF ORGANIZATION Organized in Delaware | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER |
| --- | --- |
| 8 | SHARED
VOTING POWER 2,198,327 Shares |
| 9 | SOLE
DISPOSITIVE POWER |
| 10 | SHARED
DISPOSITIVE POWER 2,198,327 Shares |
| 11 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,198,327 Shares | |
| --- | --- | --- |
| 12 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See instructions) | ☐ |
| 13 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.2% | |
| 14 | TYPE OF REPORTING PERSON
(See Instructions) IA | |
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EXPLANATORY NOTE
This Amendment No. 5 (“Amendment”) amends and supplements the statement on Schedule 13D filed on October 6, 2023, amended by Amendment No. 1 filed on November 7, 2023, Amendment No. 2 filed on November 30, 2023, Amendment No. 3 filed on December 28, 2023, and Amendment No. 4 filed on January 24, 2024 (collectively, the “Original Schedule 13D” and, as amended by this Amendment, the “Schedule 13D”), relating to the shares of Common Stock (“Shares)” of the Eaton Vance New York Municipal Bond Fund(the “Issuer”). Capitalized terms used but not otherwise defined herein have the meanings set forth in the Original Schedule 13D. Except as specifically provided herein, each Item of the Original Schedule 13D remains unchanged.
ITEM 5 Interest in Securities of the Issuer
Item 5 of Schedule 13D is hereby amended to read as follows:
a) The aggregate percentage of Shares reported owned by Sit Entities herein is based upon 17,961,289 Shares outstanding as of as of March 31, 2024, which is the total number of Shares outstanding as reported in the Issuer's Report on Form N-CSRS filed with the Securities Exchange Commission.
As of the date hereof, the Sit Entities may be deemed to be the beneficial owner of 2,198,327 Shares held in client accounts which represent 12.2% of the Issuer's outstanding Shares.
b) Each of the Sit Entities may be deemed to have shared power to vote and dispose of such Shares. However, none of SIA's or SFI's directors or executive officers own Shares directly.
c) Transactions in Shares by the Sit Entities in the last 60 days are set forth in Exhibit A.
d) The clients of SIA and SFI have the right to participate in the receipt of dividends from, or proceeds from the sales of, the Shares held for their respective accounts.
e) Not applicable
ITEM 7 Materials to be Filed as Exhibits
Exhibit A: Schedule of Transactions in Shares by Sit Entities in the last 60 days.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.
| October 8, 2024 |
|---|
| By: Sit Investment Associates, Inc. |
| /s/ Roger J. Sit |
| Name/Title: Roger J. Sit, Chairman & CEO |
| By: Sit Fixed Income Advisors II, LLC |
| /s/ Roger J. Sit |
| Name/Title: Roger J. Sit, Chairman & CEO |
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EXHIBIT A
Schedule of Transactions in Shares by Sit Entities in the last 60 days:
| Date of Transaction | Transaction | Shares of Common Stock | Price Per Share |
|---|---|---|---|
| 10/02/2024 | BUY | 3,500 | 10.02 |
| 10/07/2024 | BUY | 10,000 | 9.83 |
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