Eaton Corp plc — Director's Dealing 2023

Feb 25, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2023-02-22

Reporting Person: Faria Joao V (See Remarks below.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-22	Ordinary Shares	A	10057	—	Acquired	77223	Direct
2023-02-22	Ordinary Shares	M	564	—	Acquired	77787	Direct
2023-02-22	Ordinary Shares	F	161	$171.79	Disposed	77626	Direct
2023-02-22	Ordinary Shares	M	2326	$151.76	Acquired	79952	Direct
2023-02-22	Ordinary Shares	S	2326	$171.23	Disposed	77626	Direct
2023-02-23	Ordinary Shares	M	741	—	Acquired	78367	Direct
2023-02-23	Ordinary Shares	F	181	$171.59	Disposed	78186	Direct
2023-02-23	Ordinary Shares	M	3795	$130.86	Acquired	81981	Direct
2023-02-23	Ordinary Shares	S	3795	$172.8	Disposed	78186	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-02-22	Stock Option	$171.31	A	6100	Acquired	2033-02-22	Ordinary Shares (6100)	Direct
2023-02-22	Restricted Stock Units	$0.0	A	1695	Acquired		Ordinary Shares (1695)	Direct
2023-02-22	Restricted Stock Units	$0.0	M	564	Disposed		Ordinary Shares (564)	Direct
2023-02-22	Stock Option	$151.76	M	2326	Disposed	2032-02-22	Ordinary Shares (2326)	Direct
2023-02-23	Restricted Stock Units	$0.0	M	741	Disposed		Ordinary Shares (741)	Direct
2023-02-23	Stock Option	$130.86	M	3795	Disposed	2031-02-23	Ordinary Shares (3795)	Direct

Footnotes

F1: These shares were acquired upon the vesting of performance share awards.

F2: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

F3: These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F4: This field is not applicable.

F5: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

F6: These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F7: These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F8: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.