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Eaton Corp plc — Director's Dealing 2023
Feb 25, 2023
29824_dirs_2023-02-24_49b010c6-f628-4fda-999c-5637ad7b1d55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2023-02-22
Reporting Person: MARSHALL ERNEST W JR (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-22 | Ordinary Shares | A | 9141 | — | Acquired | 31738 | Direct |
| 2023-02-22 | Ordinary Shares | M | 615 | — | Acquired | 32353 | Direct |
| 2023-02-22 | Ordinary Shares | F | 204 | $171.79 | Disposed | 32149 | Direct |
| 2023-02-23 | Ordinary Shares | M | 741 | — | Acquired | 32890 | Direct |
| 2023-02-23 | Ordinary Shares | F | 222 | $171.59 | Disposed | 32668 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-22 | Stock Option | $171.31 | A | 6900 | Acquired | 2033-02-22 | Ordinary Shares (6900) | Direct |
| 2023-02-22 | Restricted Stock Units | $0.0 | A | 1925 | Acquired | Ordinary Shares (1925) | Direct | |
| 2023-02-22 | Restricted Stock Units | $0.0 | M | 615 | Disposed | Ordinary Shares (615) | Direct | |
| 2023-02-23 | Restricted Stock Units | $0.0 | M | 741 | Disposed | Ordinary Shares (741) | Direct |
Footnotes
F1: These shares were acquired upon the vesting of performance share awards.
F2: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F3: These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F4: This field is not applicable.
F5: These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F6: These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.