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Eaton Corp plc — Director's Dealing 2021
Mar 2, 2021
29824_dirs_2021-03-01_f220a940-925d-4a40-8aad-dc0ca87c269b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2021-02-25
Reporting Person: Yadav Uday (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-25 | Ordinary Shares | S | 11769 | $132.17 | Disposed | 22436 | Direct |
| 2021-02-25 | Ordinary Shares | M | 1778 | — | Acquired | 24214 | Direct |
| 2021-02-25 | Ordinary Shares | F | 798 | $131.63 | Disposed | 23416 | Direct |
| 2021-02-26 | Ordinary Shares | M | 1842 | — | Acquired | 25258 | Direct |
| 2021-02-26 | Ordinary Shares | F | 827 | $130.31 | Disposed | 24431 | Direct |
| 2021-02-26 | Ordinary Shares | M | 2173 | — | Acquired | 26604 | Direct |
| 2021-02-26 | Ordinary Shares | F | 975 | $130.31 | Disposed | 25629 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-25 | Restricted Stock Units | $0.0 | M | 1778 | Disposed | Ordinary Shares (1778.0) | Direct | |
| 2021-02-26 | Restricted Stock Units | $0.0 | M | 1842 | Disposed | Ordinary Shares (1842.0) | Direct | |
| 2021-02-26 | Restricted Stock Units | $0.0 | M | 2173 | Disposed | Ordinary Shares (2173.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1617 | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $132.08 - $132.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F3: This field is not applicable.
F4: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.