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Eaton Corp plc — Director's Dealing 2021
Mar 4, 2021
29824_dirs_2021-03-04_c0299bbc-96ae-44b0-b022-6f1ac7360484.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2021-03-03
Reporting Person: BRICKHOUSE BRIAN S (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-03 | Ordinary Shares | S | 14479 | $135.46 | Disposed | 15587 | Direct |
| 2021-03-03 | Ordinary Shares | M | 1326 | $75.36 | Acquired | 16913 | Direct |
| 2021-03-03 | Ordinary Shares | F | 731 | $136.57 | Disposed | 16182 | Direct |
| 2021-03-03 | Ordinary Shares | M | 3324 | $75.36 | Acquired | 19506 | Direct |
| 2021-03-03 | Ordinary Shares | S | 3324 | $136.275 | Disposed | 16182 | Direct |
| 2021-03-03 | Ordinary Shares | M | 1395 | $71.72 | Acquired | 17577 | Direct |
| 2021-03-03 | Ordinary Shares | F | 733 | $136.41 | Disposed | 16844 | Direct |
| 2021-03-03 | Ordinary Shares | M | 4955 | $71.72 | Acquired | 21799 | Direct |
| 2021-03-03 | Ordinary Shares | S | 4955 | $136.475 | Disposed | 16844 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-03 | Stock Option | $75.36 | M | 1326 | Disposed | 2024-02-25 | Ordinary Shares (1326.0) | Direct |
| 2021-03-03 | Stock Option | $75.36 | M | 3324 | Disposed | 2024-02-25 | Ordinary Shares (3324.0) | Direct |
| 2021-03-03 | Stock Option | $71.72 | M | 1395 | Disposed | 2025-02-24 | Ordinary Shares (1395.0) | Direct |
| 2021-03-03 | Stock Option | $71.72 | M | 4955 | Disposed | 2025-02-24 | Ordinary Shares (4955.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1308 | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $135.41-$135.56. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: These ordinary shares are held in the Eaton Savings Plan.
F3: These options were granted on February 25, 2014, and are fully vested and exercisable.
F4: These options were granted on February 24, 2015, and are fully vested and exercisable.