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Eaton Corp plc Director's Dealing 2021

May 10, 2021

29824_dirs_2021-05-10_55e95ecb-1567-467d-aca4-42b179af23e7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2021-05-07

Reporting Person: Faria Joao V (See Remarks below.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-07 Ordinary Shares M 1220 $81.96 Acquired 63485 Direct
2021-05-07 Ordinary Shares M 2200 $81.96 Acquired 65685 Direct
2021-05-07 Ordinary Shares S 2200 $146.02 Disposed 63485 Direct
2021-05-07 Ordinary Shares M 6848 $80.49 Acquired 70333 Direct
2021-05-07 Ordinary Shares S 6848 $145.82 Disposed 63485 Direct
2021-05-07 Ordinary Shares M 6039 $98.21 Acquired 69524 Direct
2021-05-07 Ordinary Shares S 6039 $145.68 Disposed 63485 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-07 Stock Option $81.96 M 1220 Disposed 2028-02-27 Ordinary Shares (1220.0) Direct
2021-05-07 Stock Option $81.96 M 2200 Disposed 2028-02-27 Ordinary Shares (2200.0) Direct
2021-05-07 Stock Option $80.49 M 6848 Disposed 2029-02-26 Ordinary Shares (6848.0) Direct
2021-05-07 Stock Option $98.21 M 6039 Disposed 2030-02-25 Ordinary Shares (6039.0) Direct

Footnotes

F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.97-$146.05. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.82-$145.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.60-$145.83. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F4: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.