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Eaton Corp plc — Director's Dealing 2021
May 10, 2021
29824_dirs_2021-05-10_55e95ecb-1567-467d-aca4-42b179af23e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2021-05-07
Reporting Person: Faria Joao V (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-07 | Ordinary Shares | M | 1220 | $81.96 | Acquired | 63485 | Direct |
| 2021-05-07 | Ordinary Shares | M | 2200 | $81.96 | Acquired | 65685 | Direct |
| 2021-05-07 | Ordinary Shares | S | 2200 | $146.02 | Disposed | 63485 | Direct |
| 2021-05-07 | Ordinary Shares | M | 6848 | $80.49 | Acquired | 70333 | Direct |
| 2021-05-07 | Ordinary Shares | S | 6848 | $145.82 | Disposed | 63485 | Direct |
| 2021-05-07 | Ordinary Shares | M | 6039 | $98.21 | Acquired | 69524 | Direct |
| 2021-05-07 | Ordinary Shares | S | 6039 | $145.68 | Disposed | 63485 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-07 | Stock Option | $81.96 | M | 1220 | Disposed | 2028-02-27 | Ordinary Shares (1220.0) | Direct |
| 2021-05-07 | Stock Option | $81.96 | M | 2200 | Disposed | 2028-02-27 | Ordinary Shares (2200.0) | Direct |
| 2021-05-07 | Stock Option | $80.49 | M | 6848 | Disposed | 2029-02-26 | Ordinary Shares (6848.0) | Direct |
| 2021-05-07 | Stock Option | $98.21 | M | 6039 | Disposed | 2030-02-25 | Ordinary Shares (6039.0) | Direct |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.97-$146.05. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.82-$145.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.60-$145.83. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.