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Eaton Corp plc — Director's Dealing 2021
May 10, 2021
29824_dirs_2021-05-10_700c3367-c048-4230-b967-388d136e77e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2021-05-07
Reporting Person: RUIZ STERNADT PAULO (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-07 | Ordinary Shares | S | 3428 | $146.40 | Disposed | 0 | Direct |
| 2021-05-07 | Ordinary Shares | M | 5051 | $81.91 | Acquired | 5051 | Direct |
| 2021-05-07 | Ordinary Shares | S | 5051 | $146.48 | Disposed | 0 | Direct |
| 2021-05-07 | Ordinary Shares | M | 5775 | $98.21 | Acquired | 5775 | Direct |
| 2021-05-07 | Ordinary Shares | S | 5775 | $146.35 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-07 | Stock Option | $81.91 | M | 5051 | Disposed | 2029-05-01 | Ordinary Shares (5051.0) | Direct |
| 2021-05-07 | Stock Option | $98.21 | M | 5775 | Disposed | 2030-02-25 | Ordinary Shares (5775.0) | Direct |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $146.48-$146.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $146.34-$146.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.