Eaton Corp plc — Director's Dealing 2021

Nov 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2021-11-05

Reporting Person: ARNOLD CRAIG (Director, See Remarks below.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-05	Ordinary Shares	M	1391	$71.89	Acquired	380887	Direct
2021-11-05	Ordinary Shares	F	577	$173.13	Disposed	380310	Direct
2021-11-05	Ordinary Shares	M	127559	$71.89	Acquired	507869	Direct
2021-11-05	Ordinary Shares	S	25929	$170.7783	Disposed	481940	Direct
2021-11-05	Ordinary Shares	S	82432	$171.3198	Disposed	399508	Direct
2021-11-05	Ordinary Shares	S	16558	$172.3338	Disposed	382950	Direct
2021-11-05	Ordinary Shares	S	2640	$173.1975	Disposed	380310	Direct
2021-11-05	Ordinary Shares	M	1220	$81.96	Acquired	381530	Direct
2021-11-05	Ordinary Shares	F	577	$173.27	Disposed	380953	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-05	Stock Option	$71.89	M	1391	Disposed	2027-02-21	Ordinary Shares (1391)	Direct
2021-11-05	Stock Option	$71.89	M	127559	Disposed	2027-02-21	Ordinary Shares (127559)	Direct
2021-11-05	Stock Option	$81.96	M	1220	Disposed	2028-02-27	Ordinary Shares (1220)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	179	Indirect

Footnotes

F1: The number of shares beneficially owned has been updated to correct an administrative error.

F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.32 - $170.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $171.00 - $171.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $172.01 - $172.95. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $173.03 - $173.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F6: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.