Eaton Corp plc — Director's Dealing 2021

Nov 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2021-11-09

Reporting Person: Yadav Uday (See Remarks below.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-09	Ordinary Shares	M	24830	$81.96	Acquired	48538	Direct
2021-11-09	Ordinary Shares	S	24830	$174.3077	Disposed	23708	Direct
2021-11-09	Ordinary Shares	M	24750	$80.49	Acquired	48458	Direct
2021-11-09	Ordinary Shares	S	24750	$174.33	Disposed	23708	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-09	Stock Option	$81.96	M	24830	Disposed	2028-02-27	Ordinary Shares (24830)	Direct
2021-11-09	Stock Option	$80.49	M	24750	Disposed	2029-02-26	Ordinary Shares (24750)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	7	Indirect

Footnotes

F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $174.06 - $174.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $173.975 - $174.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F3: These ordinary shares are held in the Eaton Savings Plan.

F4: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

F5: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.