Eaton Corp plc — Director's Dealing 2020

Aug 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2020-08-12

Reporting Person: Yadav Uday (See Remarks below.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-12	Ordinary Shares	M	1678	$59.56	Acquired	20668	Direct
2020-08-12	Ordinary Shares	M	11922	$59.56	Acquired	32590	Direct
2020-08-12	Ordinary Shares	S	11922	$102.73	Disposed	20668	Direct
2020-08-12	Ordinary Shares	M	1768	$56.55	Acquired	22436	Direct
2020-08-12	Ordinary Shares	S	1001.95	$102.55	Disposed	5276	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-12	Stock Option	$59.56	M	1678	Disposed	2023-02-26	Ordinary Shares (1678.0)	Direct
2020-08-12	Stock Option	$59.56	M	11922	Disposed	2023-02-26	Ordinary Shares (11922.0)	Direct
2020-08-12	Stock Option	$56.55	M	1768	Disposed	2026-02-23	Ordinary Shares (1768.0)	Direct

Footnotes

F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $102.70 - $102.79. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2: These ordinary shares are held in the Eaton Savings Plan.

F3: These options were granted on February 26, 2013, and 33% of these options became exercisable on the first and second anniversaries of the grant date. The remaining 34% of these options will become exercisable on the third anniversary of the grant date.

F4: These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.