Eaton Corp plc — Director's Dealing 2020

Nov 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2020-11-05

Reporting Person: Faria Joao V (See Remarks below.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-05	Ordinary Shares	M	2924	$71.89	Acquired	59015	Direct
2020-11-05	Ordinary Shares	S	2924	$109.11	Disposed	56091	Direct
2020-11-05	Ordinary Shares	M	1220	$81.96	Acquired	57311	Direct
2020-11-05	Ordinary Shares	M	1400	$81.96	Acquired	58711	Direct
2020-11-05	Ordinary Shares	S	1400	$108.90	Disposed	57311	Direct
2020-11-05	Ordinary Shares	M	6847	$80.49	Acquired	64158	Direct
2020-11-05	Ordinary Shares	S	1047	$109.04	Disposed	63111	Direct
2020-11-05	Ordinary Shares	S	5800	$109.06	Disposed	57311	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-05	Stock Option	$71.89	M	2924	Disposed	2027-02-21	Ordinary Shares (2924.0)	Direct
2020-11-05	Stock Option	$81.96	M	1220	Disposed	2028-02-27	Ordinary Shares (1220.0)	Direct
2020-11-05	Stock Option	$81.96	M	1400	Disposed	2028-02-27	Ordinary Shares (1400.0)	Direct
2020-11-05	Stock Option	$80.49	M	6847	Disposed	2029-02-26	Ordinary Shares (6847.0)	Direct

Footnotes

F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $108.88 - $108.925. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

F3: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.