Eaton Corp plc — Director's Dealing 2020

Nov 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2020-11-10

Reporting Person: Yadav Uday (See Remarks below.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-10	Ordinary Shares	M	1326	$75.36	Acquired	23762	Direct
2020-11-10	Ordinary Shares	S	1326	$114.34	Disposed	22436	Direct
2020-11-10	Ordinary Shares	M	7174	$75.36	Acquired	29610	Direct
2020-11-10	Ordinary Shares	S	7174	$115.36	Disposed	22436	Direct
2020-11-10	Ordinary Shares	M	1395	$71.72	Acquired	23831	Direct
2020-11-10	Ordinary Shares	S	1395	$114.48	Disposed	22436	Direct
2020-11-10	Ordinary Shares	M	10255	$71.72	Acquired	32691	Direct
2020-11-10	Ordinary Shares	S	10255	$115.39	Disposed	22436	Direct
2020-11-10	Ordinary Shares	M	46082	$56.55	Acquired	68518	Direct
2020-11-10	Ordinary Shares	S	44982	$114.59	Disposed	23536	Direct
2020-11-10	Ordinary Shares	S	1100	$115.33	Disposed	22436	Direct
2020-11-10	Ordinary Shares	S	3710	$114.86	Disposed	1590	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-10	Stock Option	$75.36	M	1326	Disposed	2024-02-25	Ordinary Shares (1326.0)	Direct
2020-11-10	Stock Option	$75.36	M	7174	Disposed	2024-02-25	Ordinary Shares (7174.0)	Direct
2020-11-10	Stock Option	$71.72	M	1395	Disposed	2025-02-24	Ordinary Shares (1395.0)	Direct
2020-11-10	Stock Option	$71.72	M	10255	Disposed	2025-02-24	Ordinary Shares (10255.0)	Direct
2020-11-10	Stock Option	$56.55	M	46082	Disposed	2026-02-23	Ordinary Shares (46082.0)	Direct

Footnotes

F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $115.29 - $115.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $114.47 - $114.53. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $115.20 - $115.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $114.25 - $115.23. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $115.27 - $115.38. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F6: The reporting person transferred shares from the Eaton Shares Fund in the Eaton Savings Plan to another investment option in the plan.

F7: These ordinary shares are held in the Eaton Savings Plan.

F8: These options were granted on February 25, 2014, and 33% of these options became exercisable on the first anniversary of the grant date. The remaining options will become exercisable as follows: 33% on the second anniversary of the grant date and 34% of these options will become exercisable on the third anniversary of the grant date.

F9: These options were granted on February 24, 2015, and will become exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

F10: These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.