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Eaton Corp plc — Director's Dealing 2019
Feb 21, 2019
29824_dirs_2019-02-21_e27d5641-cf62-4bd0-b738-45fe81a54842.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2016-02-23
Reporting Person: Moran Thomas E. (Sr VP and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-24 | Ordinary Shares | M | 272 | — | Acquired | 13155 | Direct |
| 2016-02-24 | Ordinary Shares | F | 142 | $55.92 | Disposed | 13013 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-24 | Restricted Stock Units | $0.0 | M | 272 | Disposed | Ordinary Shares (272.0) | Direct | |
| 2016-02-23 | Restricted Stock Units | $0.0 | A | 1085 | Acquired | Ordinary Shares (1085.0) | Direct | |
| 2016-02-23 | Stock Option | $56.55 | A | 5850 | Acquired | 2026-02-23 | Ordinary Shares (5850.0) | Direct |
| 2016-02-23 | Restricted Stock Units | $0.0 | A | 2730 | Acquired | Ordinary Shares (2730.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 171.429 | Indirect |
| Ordinary Shares | 600 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F5: This field is not applicable.
F6: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F7: These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F8: The form is being amended to add the restricted stock units award that was inadvertently omitted at the time of the original filing.
F9: These restricted stock units vest on the third anniversary of the grant date.