AI assistant
Eaton Corp plc — Director's Dealing 2019
Mar 13, 2019
29824_dirs_2019-03-13_e8081e96-92a0-410e-805d-29fc5908cd27.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2019-03-12
Reporting Person: Eubanks Richard M. (See Remarks below)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-12 | Ordinary Shares | S | 18894 | $80.58 | Disposed | 20204 | Direct |
| 2019-03-12 | Ordinary Shares | M | 1326 | $75.36 | Acquired | 21530 | Direct |
| 2019-03-12 | Ordinary Shares | F | 1240 | $80.57 | Disposed | 20290 | Direct |
| 2019-03-12 | Ordinary Shares | M | 4924 | $75.36 | Acquired | 25214 | Direct |
| 2019-03-12 | Ordinary Shares | S | 4924 | $80.80 | Disposed | 20290 | Direct |
| 2019-03-12 | Ordinary Shares | M | 1395 | $71.72 | Acquired | 21685 | Direct |
| 2019-03-12 | Ordinary Shares | F | 1240 | $80.65 | Disposed | 20445 | Direct |
| 2019-03-12 | Ordinary Shares | M | 7155 | $71.72 | Acquired | 27600 | Direct |
| 2019-03-12 | Ordinary Shares | S | 7155 | $80.82 | Disposed | 20445 | Direct |
| 2019-03-12 | Ordinary Shares | M | 1768 | $56.55 | Acquired | 22213 | Direct |
| 2019-03-12 | Ordinary Shares | F | 1239 | $80.67 | Disposed | 20974 | Direct |
| 2019-03-12 | Ordinary Shares | M | 7276 | $56.55 | Acquired | 28250 | Direct |
| 2019-03-12 | Ordinary Shares | S | 7276 | $80.83 | Disposed | 20974 | Direct |
| 2019-03-12 | Ordinary Shares | M | 14949 | $71.89 | Acquired | 35923 | Direct |
| 2019-03-12 | Ordinary Shares | S | 14949 | $80.81 | Disposed | 20974 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-12 | Stock Option | $75.36 | M | 1326 | Disposed | 2024-02-25 | Ordinary Shares (1326.0) | Direct |
| 2019-03-12 | Stock Option | $75.36 | M | 4924 | Disposed | 2024-02-25 | Ordinary Shares (4924.0) | Direct |
| 2019-03-12 | Stock Option | $71.72 | M | 1395 | Disposed | 2025-02-24 | Ordinary Shares (1395.0) | Direct |
| 2019-03-12 | Stock Option | $71.72 | M | 7155 | Disposed | 2025-02-24 | Ordinary Shares (7155.0) | Direct |
| 2019-03-12 | Stock Option | $56.55 | M | 1768 | Disposed | 2026-02-23 | Ordinary Shares (1768.0) | Direct |
| 2019-03-12 | Stock Option | $56.55 | M | 7276 | Disposed | 2026-02-23 | Ordinary Shares (7276.0) | Direct |
| 2019-03-12 | Stock Option | $71.89 | M | 14949 | Disposed | 2027-02-21 | Ordinary Shares (14949.0) | Direct |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: These options were granted on February 25, 2014, and are fully vested and exercisable.
F3: These options were granted on February 24, 2015, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F4: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F5: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.