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Eaton Corp plc — Director's Dealing 2019
Mar 13, 2019
29824_dirs_2019-03-13_634e5477-18b3-4af6-923c-86ae2e596302.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2019-03-12
Reporting Person: BRICKHOUSE BRIAN S (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-12 | Ordinary Shares | S | 5000 | $80.46 | Disposed | 14442 | Direct |
| 2019-03-12 | Ordinary Shares | M | 5583 | $53.71 | Acquired | 20025 | Direct |
| 2019-03-12 | Ordinary Shares | F | 3721 | $80.57 | Disposed | 16304 | Direct |
| 2019-03-12 | Ordinary Shares | M | 807 | $53.71 | Acquired | 17111 | Direct |
| 2019-03-12 | Ordinary Shares | S | 807 | $80.67 | Disposed | 16304 | Direct |
| 2019-03-12 | Ordinary Shares | M | 1925 | $51.94 | Acquired | 18229 | Direct |
| 2019-03-12 | Ordinary Shares | F | 1241 | $80.55 | Disposed | 16988 | Direct |
| 2019-03-12 | Ordinary Shares | M | 6025 | $51.94 | Acquired | 23013 | Direct |
| 2019-03-12 | Ordinary Shares | S | 6025 | $80.62 | Disposed | 16988 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-12 | Stock Option | $53.71 | M | 5583 | Disposed | 2021-02-22 | Ordinary Shares (5583.0) | Direct |
| 2019-03-12 | Stock Option | $53.71 | M | 807 | Disposed | 2021-02-22 | Ordinary Shares (807.0) | Direct |
| 2019-03-12 | Stock Option | $51.94 | M | 1925 | Disposed | 2022-02-21 | Ordinary Shares (1925.0) | Direct |
| 2019-03-12 | Stock Option | $51.94 | M | 6025 | Disposed | 2022-02-21 | Ordinary Shares (6025.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1239.87 | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: These ordinary shares are held in the Eaton Savings Plan.
F3: These options were granted on February 22, 2011, and are fully vested and exercisable.
F4: These options were granted on February 21, 2012, and are fully vested and exercisable.
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