Eaton Corp plc — Director's Dealing 2019

Nov 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2019-11-05

Reporting Person: BRICKHOUSE BRIAN S (See Remarks below.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-05	Ordinary Shares	M	1678	$59.56	Acquired	18666	Direct
2019-11-05	Ordinary Shares	F	1104	$90.51	Disposed	17562	Direct
2019-11-05	Ordinary Shares	M	5722	$59.56	Acquired	23284	Direct
2019-11-05	Ordinary Shares	S	5722	$90.66	Disposed	17562	Direct
2019-11-05	Ordinary Shares	M	1768	$56.55	Acquired	19330	Direct
2019-11-05	Ordinary Shares	F	1105	$90.48	Disposed	18225	Direct
2019-11-05	Ordinary Shares	M	11532	$56.55	Acquired	29757	Direct
2019-11-05	Ordinary Shares	S	11532	$90.51	Disposed	18225	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-05	Stock Option	$59.56	M	1678	Disposed	2023-02-26	Ordinary Shares (1678.0)	Direct
2019-11-05	Stock Option	$59.56	M	5722	Disposed	2023-02-26	Ordinary Shares (5722.0)	Direct
2019-11-05	Stock Option	$56.55	M	1768	Disposed	2026-02-23	Ordinary Shares (1768.0)	Direct
2019-11-05	Stock Option	$56.55	M	11532	Disposed	2026-02-23	Ordinary Shares (11532.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	1270.14	Indirect

Footnotes

F1: Price reported constitutes the average weighted price of shares sold, in the range of $90.644 - $90.665. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2: Price reported constitutes the average weighted price of shares sold, in the range of $90.48 - $90.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F3: These ordinary shares are held in the Eaton Savings Plan.

F4: These options were granted on February 26, 2013, and are fully vested and exercisable.

F5: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.