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Eaton Corp plc — Director's Dealing 2019
Nov 13, 2019
29824_dirs_2019-11-13_e15c8ccd-e718-4640-bf0f-b4c804a3e0cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2019-11-11
Reporting Person: Faria Joao V (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-11 | Ordinary Shares | M | 6000 | $75.36 | Acquired | 58841 | Direct |
| 2019-11-11 | Ordinary Shares | S | 6000 | $90.98 | Disposed | 52841 | Direct |
| 2019-11-11 | Ordinary Shares | M | 8150 | $71.72 | Acquired | 60991 | Direct |
| 2019-11-11 | Ordinary Shares | S | 8150 | $90.98 | Disposed | 52841 | Direct |
| 2019-11-11 | Ordinary Shares | M | 2838 | $71.89 | Acquired | 55679 | Direct |
| 2019-11-11 | Ordinary Shares | S | 2838 | $90.98 | Disposed | 52841 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-11 | Stock Option | $75.36 | M | 6000 | Disposed | 2024-02-25 | Ordinary Shares (6000.0) | Direct |
| 2019-11-11 | Stock Option | $71.72 | M | 8150 | Disposed | 2025-02-24 | Ordinary Shares (8150.0) | Direct |
| 2019-11-11 | Stock Option | $71.89 | M | 2838 | Disposed | 2027-02-21 | Ordinary Shares (2838.0) | Direct |
Footnotes
F1: These options were granted on February 25, 2014, and are fully vested and exercisable.
F2: These options were granted on February 24, 2015, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F3: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
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