Eaton Corp plc — Director's Dealing 2019

Dec 10, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2019-12-09

Reporting Person: Yadav Uday (See Remarks below.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-09	Ordinary Shares	S	4575	$92.68	Disposed	20359	Direct
2019-12-09	Ordinary Shares	M	723	$53.71	Acquired	21082	Direct
2019-12-09	Ordinary Shares	F	419	$92.51	Disposed	20663	Direct
2019-12-09	Ordinary Shares	M	1417	$53.71	Acquired	22080	Direct
2019-12-09	Ordinary Shares	S	1417	$92.67	Disposed	20663	Direct
2019-12-09	Ordinary Shares	M	1925	$51.94	Acquired	22588	Direct
2019-12-09	Ordinary Shares	F	1079	$92.58	Disposed	21509	Direct
2019-12-09	Ordinary Shares	M	6025	$51.94	Acquired	27534	Direct
2019-12-09	Ordinary Shares	S	6025	$92.697	Disposed	21509	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-09	Stock Option	$53.71	M	723	Disposed	2021-02-22	Ordinary Shares (723.0)	Direct
2019-12-09	Stock Option	$53.71	M	1417	Disposed	2021-02-22	Ordinary Shares (1417.0)	Direct
2019-12-09	Stock Option	$51.94	M	1925	Disposed	2022-02-21	Ordinary Shares (1925.0)	Direct
2019-12-09	Stock Option	$51.94	M	6025	Disposed	2022-02-21	Ordinary Shares (6025.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	6178.28	Indirect

Footnotes

F1: Price reported constitutes the average weighted price of shares sold at varying prices in the range of $92.67 - $92.69. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2: Price reported constitutes the average weighted price of shares sold at varying prices in the range of $92.69 - $92.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F3: These ordinary shares are held in the Eaton Savings Plan.

F4: These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

F5: These options were granted on February 21, 2012, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.