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Eaton Corp plc — Director's Dealing 2018
Feb 23, 2018
29824_dirs_2018-02-23_54e71421-74c6-46e1-9351-359c1f9d265d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2018-02-21
Reporting Person: SEMELSBERGER KEN D (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-21 | Ordinary Shares | M | 595 | — | Acquired | 0 | Direct |
| 2018-02-21 | Ordinary Shares | F | 210 | $81.96 | Disposed | 89403 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-21 | Restricted Stock Units | $0.0 | M | 595 | Disposed | Ordinary Shares (595.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4678.906 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F5: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.