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Eaton Corp plc — Director's Dealing 2018
Feb 26, 2018
29824_dirs_2018-02-26_7dfb83b5-974d-4146-bac2-e0415a8874ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2018-02-23
Reporting Person: ARNOLD CRAIG (Director, See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-23 | Ordinary Shares | M | 2673 | — | Acquired | 224143 | Direct |
| 2018-02-23 | Ordinary Shares | F | 1199 | $82.12 | Disposed | 222944 | Direct |
| 2018-02-23 | Ordinary Shares | M | 8131 | — | Acquired | 231075 | Direct |
| 2018-02-23 | Ordinary Shares | F | 3130 | $82.12 | Disposed | 227945 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-23 | Restricted Stock Units | $0.0 | M | 2673 | Disposed | Ordinary Shares (2673.0) | Direct | |
| 2018-02-23 | Restricted Stock Units | $0.0 | M | 8131 | Disposed | Ordinary Shares (8131.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 162.182 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F5: These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.