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Eaton Corp plc — Director's Dealing 2018
Feb 26, 2018
29824_dirs_2018-02-26_172e4f94-cf1b-404a-a682-baa4f659116f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2018-02-23
Reporting Person: CHERUVATATH NANDAKUMAR (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-23 | Ordinary Shares | M | 446 | — | Acquired | 14667 | Direct |
| 2018-02-23 | Ordinary Shares | F | 155 | $82.12 | Disposed | 14512 | Direct |
| 2018-02-23 | Ordinary Shares | M | 1107 | — | Acquired | 15619 | Direct |
| 2018-02-23 | Ordinary Shares | F | 376 | $82.12 | Disposed | 15243 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-23 | Restricted Stock Units | $0.0 | M | 446 | Disposed | Ordinary Shares (446.0) | Direct | |
| 2018-02-23 | Restricted Stock Units | $0.0 | M | 1107 | Disposed | Ordinary Shares (1107.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1422.134 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: Each restricted stock unit represents a contingent right to receive one common share of the issuer.
F5: These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F6: This field is not applicable.
F7: These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.