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Eaton Corp plc — Director's Dealing 2018
Feb 26, 2018
29824_dirs_2018-02-26_54df29c8-249f-4e54-9517-5312c07f3e0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2018-02-23
Reporting Person: Monesmith Heath B. (See Remarks below)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-23 | Ordinary Shares | M | 375 | — | Acquired | 21688 | Direct |
| 2018-02-23 | Ordinary Shares | F | 109 | $82.12 | Disposed | 21579 | Direct |
| 2018-02-23 | Ordinary Shares | M | 949 | — | Acquired | 22528 | Direct |
| 2018-02-23 | Ordinary Shares | F | 284 | $82.12 | Disposed | 22244 | Direct |
| 2018-02-23 | Ordinary Shares | M | 1627 | — | Acquired | 23871 | Direct |
| 2018-02-23 | Ordinary Shares | F | 484 | $82.12 | Disposed | 23387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-23 | Restricted Stock Units | $0.0 | M | 375 | Disposed | Ordinary Shares (375.0) | Direct | |
| 2018-02-23 | Restricted Stock Units | $0.0 | M | 949 | Disposed | Ordinary Shares (949.0) | Direct | |
| 2018-02-23 | Restricted Stock Units | $0.0 | M | 1627 | Disposed | Ordinary Shares (1627.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 3006.441 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: These restricted stock units were granted on February 24, 2015 and vest as follows: 25% on the first and second anniversary of the date of the grant and the remaining 50% on the third anniversary of the date of the grant.
F5: This field is not applicable.
F6: These restricted stock units were awarded February 24, 2015 and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F7: These restricted stock units were awarded February 23, 2016 and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.