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Eaton Corp plc — Director's Dealing 2018
Feb 26, 2018
29824_dirs_2018-02-26_46055ec7-73ed-4e61-91f6-02195b770894.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2018-02-23
Reporting Person: Yadav Uday (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-23 | Ordinary Shares | M | 866 | — | Acquired | 27464 | Direct |
| 2018-02-23 | Ordinary Shares | F | 259 | $82.12 | Disposed | 27205 | Direct |
| 2018-02-23 | Ordinary Shares | M | 2927 | — | Acquired | 30132 | Direct |
| 2018-02-23 | Ordinary Shares | F | 874 | $82.12 | Disposed | 29258 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-23 | Restricted Stock Units | $0.0 | M | 866 | Disposed | Ordinary Shares (866.0) | Direct | |
| 2018-02-23 | Restricted Stock Units | $0.0 | M | 2927 | Disposed | Ordinary Shares (2927.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 5788.354 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: Each restricted stock unit represents a contingent right to receive one common share of the issuer.
F5: These restricted stock units were granted on February 24, 2015, and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F6: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.