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Eaton Corp plc — Director's Dealing 2018
Mar 13, 2018
29824_dirs_2018-03-13_39bb61f3-373e-4be5-888d-114f0b98f8e7.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2018-02-23
Reporting Person: Faria Joao V (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-23 | Ordinary Shares | M | 606 | — | Acquired | 48752 | Direct |
| 2018-02-23 | Ordinary Shares | F | 179 | $82.12 | Disposed | 48573 | Direct |
| 2018-02-23 | Ordinary Shares | M | 774 | — | Acquired | 49347 | Direct |
| 2018-02-23 | Ordinary Shares | F | 226 | $82.12 | Disposed | 49121 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-23 | Restricted Stock Units | $0.0 | M | 606 | Disposed | Ordinary Shares (606.0) | Direct | |
| 2018-02-23 | Restricted Stock Units | $0.0 | M | 774 | Disposed | Ordinary Shares (774.0) | Direct |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. The amount was revised to show the proper amount withheld.
F3: Each restricted stock unit represents a contingent right to receive one common share of the issuer.
F4: These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F5: This field is not applicable.
F6: These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.