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Eaton Corp plc — Director's Dealing 2018
Mar 16, 2018
29824_dirs_2018-03-16_46431c17-3fbb-405b-9761-51af94d2d795.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2018-03-14
Reporting Person: Eubanks Richard M. (See Remarks below)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-14 | Ordinary Shares | M | 4966 | $59.56 | Acquired | 20928 | Direct |
| 2018-03-14 | Ordinary Shares | S | 4966 | $80.11 | Disposed | 15962 | Direct |
| 2018-03-14 | Ordinary Shares | M | 17556 | $56.55 | Acquired | 33518 | Direct |
| 2018-03-14 | Ordinary Shares | S | 17556 | $80.05 | Disposed | 15962 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-14 | Stock Option | $59.56 | M | 4966 | Disposed | 2023-02-26 | Ordinary Shares (4966.0) | Direct |
| 2018-03-14 | Stock Option | $56.55 | M | 17556 | Disposed | 2026-02-23 | Ordinary Shares (17556.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2142.994 | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: These ordinary shares are held in the Eaton Savings Plan.
F3: These options were granted on February 26, 2013, and are fully vested and exercisable.
F4: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.