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Eaton Corp plc — Director's Dealing 2018
Jun 19, 2018
29824_dirs_2018-06-19_4ca21f8c-e927-4792-81c7-4ce18ef8f6d0.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2017-05-01
Reporting Person: Faria Joao V (See Remarks below.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 50283 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Ordinary Shares (606.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (1572.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (3465.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (1715.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (5860.0) | Direct | ||
| Stock Option | $75.36 | 2024-02-25 | Ordinary Shares (6000.0) | Direct | |
| Stock Option | $71.72 | 2025-02-24 | Ordinary Shares (8150.0) | Direct | |
| Stock Option | $56.55 | 2026-02-23 | Ordinary Shares (8476.0) | Direct | |
| Stock Option | $71.89 | 2027-02-21 | Ordinary Shares (8600.0) | Direct |
Footnotes
F1: Includes 3,465 additional shares subject to a restricted share award that were inadvertently omitted from the reporting person's original Form 3.
F2: These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F3: This field is not applicable.
F4: Each restricted stock unit represents a contingent right to receive one common share of the issuer.
F5: These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F6: These restricted stock units were granted on June 15, 2015 and vest as follows: 30% on the second and third anniversaries of the grant date and 40% on the fourth anniversary of the grant date.
F7: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F8: These restricted stock units vest on the third anniversary of the grant date.
F9: These options were granted on February 25, 2014, and are fully vested and exercisable.
F10: These options were granted on February 24, 2015, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F11: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F12: This amount has been updated to reflect options unexercised and unvested.
F13: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.