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Eaton Corp plc — Director's Dealing 2018
Jul 5, 2018
29824_dirs_2018-07-05_ec9f0b4f-320b-44b3-a72f-5a616f336674.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2018-07-01
Reporting Person: BRICKHOUSE BRIAN S (See Remarks below.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 10725 | Direct |
| Ordinary Shares | 1219.80 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Ordinary Shares (839.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (4545.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (1210.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (2105.0) | Direct | ||
| Stock Option | $53.71 | 2021-02-22 | Ordinary Shares (6390.0) | Direct | |
| Stock Option | $51.94 | 2022-02-21 | Ordinary Shares (7950.0) | Direct | |
| Stock Option | $59.56 | 2023-02-26 | Ordinary Shares (7400.0) | Direct | |
| Stock Option | $75.36 | 2024-02-25 | Ordinary Shares (4650.0) | Direct | |
| Stock Option | $71.72 | 2025-02-24 | Ordinary Shares (6350.0) | Direct | |
| Stock Option | $56.55 | 2026-02-23 | Ordinary Shares (13300.0) | Direct | |
| Stock Option | $71.89 | 2027-02-21 | Ordinary Shares (9050.0) | Direct | |
| Stock Option | $81.96 | 2028-02-27 | Ordinary Shares (10150.0) | Direct |
Footnotes
F1: These ordinary shares are held in the Eaton Savings Plan.
F2: These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F3: This field is not applicable.
F4: Each restricted stock unit represents a contingent right to receive one common share of the issuer.
F5: These restricted stock units vest on the third anniversary of the grant date.
F6: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F7: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F8: These options were granted on February 22, 2011, and are fully vested and exercisable.
F9: These options were granted on February 21, 2012, and are fully vested and exercisable.
F10: These options were granted on February 26, 2013, and are fully vested and exercisable.
F11: These options were granted on February 25, 2014, and are fully vested and exercisable.
F12: These options were granted on February 24, 2015, and are fully vested and exercisable.
F13: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F14: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F15: These options were granted on February 27, 2018, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.