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Eaton Corp plc — Director's Dealing 2017
Feb 28, 2017
29824_dirs_2017-02-28_86a4fc45-fe5b-46ae-824c-a4982f70a1df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2017-02-24
Reporting Person: Moran Thomas E. (Sr VP and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-24 | Ordinary Shares | M | 257 | — | Acquired | 14142 | Direct |
| 2017-02-24 | Ordinary Shares | F | 134 | $71.76 | Disposed | 14008 | Direct |
| 2017-02-24 | Ordinary Shares | M | 272 | — | Acquired | 14280 | Direct |
| 2017-02-24 | Ordinary Shares | F | 142 | $71.76 | Disposed | 14138 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-24 | Restricted Stock Units | $0.0 | M | 257 | Disposed | Ordinary Shares (257.0) | Direct | |
| 2017-02-24 | Restricted Stock Units | $0.0 | M | 272 | Disposed | Ordinary Shares (272.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 600 | Indirect |
| Ordinary Shares | 176.172 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F5: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F6: These restricted stock units have no expiration date.