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Eaton Corp plc — Director's Dealing 2017
Mar 24, 2017
29824_dirs_2017-03-24_e6f736c3-45ac-437a-9109-cdb8f2b8811c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2017-03-15
Reporting Person: CHERUVATATH NANDAKUMAR (See Remarks below)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 8000 | Direct |
| Ordinary Shares | 1244.80 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Ordinary Shares (446.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (2248.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (2450.0) | Direct | ||
| Restricted Stock Units | $0.0 | Ordinary Shares (4305.0) | Direct | ||
| Stock Option | $41.565 | 2018-02-26 | Ordinary Shares (10000.0) | Direct | |
| Stock Option | $53.71 | 2021-02-22 | Ordinary Shares (6190.0) | Direct | |
| Stock Option | $51.94 | 2022-02-21 | Ordinary Shares (6400.0) | Direct | |
| Stock Option | $59.56 | 2023-02-26 | Ordinary Shares (7000.0) | Direct | |
| Stock Option | $75.36 | 2024-02-25 | Ordinary Shares (4400.0) | Direct | |
| Stock Option | $71.72 | 2025-02-24 | Ordinary Shares (6000.0) | Direct | |
| Stock Option | $56.55 | 2026-02-23 | Ordinary Shares (18100.0) | Direct | |
| Stock Option | $71.89 | 2027-02-21 | Ordinary Shares (12350.0) | Direct |
Footnotes
F1: These ordinary shares are held in the Eaton Savings Plan.
F2: These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F3: This field is not applicable.
F4: Each restricted stock unit represents a contingent right to receive one common share of the issuer.
F5: These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F6: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F7: These restricted stock units vest on the third anniversary of the grant date.
F8: These options were granted on February 26, 2008, and are fully vested and exercisable.
F9: These options were granted on February 22, 2011, and are fully vested and exercisable.
F10: These options were granted on February 21, 2012, and are fully vested and exercisable.
F11: These options were granted on February 26, 2013, and are fully vested and exercisable.
F12: These options were granted on February 25, 2014, and are fully vested and exercisable.
F13: These options were granted on February 24, 2015, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F14: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F15: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.